\u1ee6y ban Ch\u1ee9ng kho\u00e1n v\u00e0 Giao d\u1ecbch Hoa K\u1ef3 (SEC) hi\u1ec7n \u0111ang \u0111i\u1ec1u tra 24 c\u00f4ng ty \u0111\u00e3 huy \u0111\u1ed9ng t\u1ed5ng c\u1ed9ng 133 t\u1ef7 USD v\u1edbi m\u1ee5c \u0111\u00edch mua ti\u1ec1n \u0111i\u1ec7n t\u1eed. Cu\u1ed9c \u0111i\u1ec1u tra quy m\u00f4 l\u1edbn n\u00e0y cho th\u1ea5y SEC \u0111ang t\u0103ng c\u01b0\u1eddng gi\u00e1m s\u00e1t d\u00f2ng ti\u1ec1n l\u1edbn v\u00e0o kh\u00f4ng gian t\u00e0i s\u1ea3n k\u1ef9 thu\u1eadt s\u1ed1, khi c\u00e1c nh\u00e0 qu\u1ea3n l\u00fd n\u1ed7 l\u1ef1c x\u00e2y d\u1ef1ng m\u1ed9t khung r\u00f5 r\u00e0ng h\u01a1n cho vi\u1ec7c \u0111\u1ea7u t\u01b0 v\u00e0o ti\u1ec1n \u0111i\u1ec7n t\u1eed.<\/p>\n
Cu\u1ed9c \u0111i\u1ec1u tra c\u1ee7a SEC di\u1ec5n ra gi\u1eefa nh\u1eefng thay \u0111\u1ed5i quy \u0111\u1ecbnh r\u1ed9ng r\u00e3i h\u01a1n v\u00e0 m\u1ed1i lo ng\u1ea1i gia t\u0103ng v\u1ec1 \u0111\u1ed9 minh b\u1ea1ch v\u00e0 tu\u00e2n th\u1ee7 c\u1ee7a c\u00e1c c\u00f4ng ty giao d\u1ecbch v\u1edbi t\u00e0i s\u1ea3n k\u1ef9 thu\u1eadt s\u1ed1. Ch\u01b0\u01a1ng tr\u00ecnh h\u00e0nh \u0111\u1ed9ng c\u1ee7a c\u01a1 quan n\u00e0y v\u00e0o m\u00f9a xu\u00e2n n\u0103m 2025 nh\u1ea5n m\u1ea1nh n\u1ed7 l\u1ef1c thi\u1ebft l\u1eadp c\u00e1c quy t\u1eafc r\u00f5 r\u00e0ng cho vi\u1ec7c ph\u00e1t h\u00e0nh, l\u01b0u k\u00fd v\u00e0 giao d\u1ecbch ti\u1ec1n \u0111i\u1ec7n t\u1eed, c\u00f9ng v\u1edbi c\u00e1c \u0111\u1ec1 xu\u1ea5t v\u1ec1 mi\u1ec5n tr\u1eeb v\u00e0 c\u00e1c bi\u1ec7n ph\u00e1p b\u1ea3o v\u1ec7 an to\u00e0n nh\u1eb1m khuy\u1ebfn kh\u00edch \u0111\u1ed5i m\u1edbi c\u00f3 tr\u00e1ch nhi\u1ec7m. Nh\u1eefng b\u01b0\u1edbc \u0111i n\u00e0y ph\u1ea3n \u00e1nh cam k\u1ebft c\u1ee7a SEC trong vi\u1ec7c c\u00e2n b\u1eb1ng gi\u1eefa b\u1ea3o v\u1ec7 nh\u00e0 \u0111\u1ea7u t\u01b0 v\u00e0 hi\u1ec7u qu\u1ea3 th\u1ecb tr\u01b0\u1eddng v\u00e0 h\u00ecnh th\u00e0nh v\u1ed1n.<\/p>\n
\u0110\u1ed1i v\u1edbi c\u00e1c th\u00e0nh vi\u00ean th\u1ecb tr\u01b0\u1eddng, c\u00e1ch ti\u1ebfp c\u1eadn quy \u0111\u1ecbnh c\u1ee7a SEC \u0111\u00e3 ph\u00e1t tri\u1ec3n t\u1eeb nh\u1eefng g\u00ec nhi\u1ec1u ng\u01b0\u1eddi coi l\u00e0 “quy \u0111\u1ecbnh b\u1eb1ng vi\u1ec7c th\u1ef1c thi” \u0111\u1ebfn vi\u1ec7c th\u00e0nh l\u1eadp c\u00e1c ti\u00eau chu\u1ea9n r\u00f5 r\u00e0ng h\u01a1n v\u00e0 gi\u1ea3m b\u1edbt g\u00e1nh n\u1eb7ng tu\u00e2n th\u1ee7. S\u1ef1 d\u1ecbch chuy\u1ec3n n\u00e0y nh\u1eb1m k\u00edch th\u00edch \u0111\u1ed5i m\u1edbi trong khi \u0111\u1ea3m b\u1ea3o r\u1eb1ng c\u00e1c c\u00f4ng ty ti\u1ec1n \u0111i\u1ec7n t\u1eed \u0111ang ho\u1ea1t \u0111\u1ed9ng trong khu\u00f4n kh\u1ed5 ph\u00e1p lu\u1eadt. Nh\u1eefng \u0111\u1ed9ng th\u00e1i g\u1ea7n \u0111\u00e2y c\u1ee7a SEC, ch\u1eb3ng h\u1ea1n nh\u01b0 th\u00e0nh l\u1eadp m\u1ed9t l\u1ef1c l\u01b0\u1ee3ng \u0111\u1eb7c nhi\u1ec7m d\u00e0nh ri\u00eang cho ti\u1ec1n \u0111i\u1ec7n t\u1eed v\u00e0 tham v\u1ea5n c\u00f4ng ch\u00fang v\u1ec1 c\u00e1c \u0111\u1ec1 xu\u1ea5t quy t\u1eafc m\u1edbi, cho th\u1ea5y s\u1ef1 s\u1eb5n s\u00e0ng h\u1ed7 tr\u1ee3 s\u1ef1 ph\u00e1t tri\u1ec3n c\u1ee7a l\u0129nh v\u1ef1c ti\u1ec1n \u0111i\u1ec7n t\u1eed – nh\u01b0ng v\u1edbi emphasis m\u1ea1nh m\u1ebd v\u1ec1 vi\u1ec7c l\u01b0u tr\u1eef h\u1ed3 s\u01a1 v\u00e0 ti\u1ebft l\u1ed9 th\u00f4ng tin.<\/p>\n
Khi cu\u1ed9c \u0111i\u1ec1u tra di\u1ec5n ra, c\u00e1c c\u00f4ng ty huy \u0111\u1ed9ng c\u00e1c qu\u1ef9 \u0111\u00e1ng k\u1ec3 cho vi\u1ec7c mua ti\u1ec1n \u0111i\u1ec7n t\u1eed \u0111ang \u0111\u01b0\u1ee3c y\u00eau c\u1ea7u ch\u1ee9ng minh c\u00e1c h\u1ec7 th\u1ed1ng tu\u00e2n th\u1ee7 v\u1eefng ch\u1eafc v\u00e0 c\u00e1c th\u1ef1c h\u00e0nh kinh doanh minh b\u1ea1ch. K\u1ebft qu\u1ea3 c\u1ee7a cu\u1ed9c \u0111i\u1ec1u tra n\u00e0y c\u00f3 th\u1ec3 thi\u1ebft l\u1eadp c\u00e1c ti\u1ec1n l\u1ec7 quan tr\u1ecdng cho c\u1ea3 c\u00e1c c\u00f4ng ty kh\u1edfi nghi\u1ec7p v\u00e0 c\u00e1c c\u00f4ng ty \u0111\u00e3 th\u00e0nh l\u1eadp tham gia v\u00e0o kh\u00f4ng gian ti\u1ec1n \u0111i\u1ec7n t\u1eed, \u1ea3nh h\u01b0\u1edfng \u0111\u1ebfn c\u00e1ch th\u1ee9c c\u1ea5u tr\u00fac v\u00e0 gi\u00e1m s\u00e1t c\u00e1c \u0111\u1ec1 ngh\u1ecb t\u00e0i s\u1ea3n k\u1ef9 thu\u1eadt s\u1ed1 trong t\u01b0\u01a1ng lai.<\/p>\n
T\u00f3m l\u1ea1i, cu\u1ed9c \u0111i\u1ec1u tra c\u1ee7a SEC \u0111\u1ed1i v\u1edbi 24 c\u00f4ng ty n\u00e0y l\u00e0m n\u1ed5i b\u1eadt s\u1ef1 ch\u00fa \u00fd gia t\u0103ng c\u1ee7a c\u01a1 quan n\u00e0y \u0111\u1ed1i v\u1edbi ng\u00e0nh c\u00f4ng nghi\u1ec7p ti\u1ec1n \u0111i\u1ec7n t\u1eed v\u00e0 quy\u1ebft t\u00e2m cung c\u1ea5p h\u01b0\u1edbng d\u1eabn quy \u0111\u1ecbnh r\u00f5 r\u00e0ng h\u01a1n. Khi l\u0129nh v\u1ef1c n\u00e0y ti\u1ebfp t\u1ee5c ph\u00e1t tri\u1ec3n v\u00e0 thu h\u00fat \u0111\u1ea7u t\u01b0 \u0111\u00e1ng k\u1ec3, s\u1ef1 gi\u00e1m s\u00e1t l\u1edbn h\u01a1n v\u00e0 c\u00e1c quy t\u1eafc \u0111ang ti\u1ebfn h\u00f3a l\u00e0 \u0111i\u1ec1u kh\u00f4ng th\u1ec3 tr\u00e1nh kh\u1ecfi, h\u00ecnh th\u00e0nh c\u00e1ch c\u00e1c c\u00f4ng ty ho\u1ea1t \u0111\u1ed9ng v\u00e0 c\u00e1ch c\u00e1c nh\u00e0 \u0111\u1ea7u t\u01b0 tham gia v\u00e0o n\u1ec1n kinh t\u1ebf k\u1ef9 thu\u1eadt s\u1ed1.<\/p>\n","protected":false},"excerpt":{"rendered":"
\u1ee6y ban Ch\u1ee9ng kho\u00e1n v\u00e0 Giao d\u1ecbch Hoa K\u1ef3 (SEC) hi\u1ec7n \u0111ang \u0111i\u1ec1u tra 24 c\u00f4ng ty \u0111\u00e3 huy \u0111\u1ed9ng t\u1ed5ng c\u1ed9ng 133 t\u1ef7 USD v\u1edb […]<\/p>\n","protected":false},"author":1,"featured_media":3631,"comment_status":"closed","ping_status":"","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[74],"tags":[],"class_list":["post-3638","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-news-vi"],"translation":{"provider":"WPGlobus","version":"3.0.0","language":"ja","enabled_languages":["en","de","ja","vi","ms"],"languages":{"en":{"title":true,"content":true,"excerpt":false},"de":{"title":false,"content":false,"excerpt":false},"ja":{"title":false,"content":false,"excerpt":false},"vi":{"title":false,"content":false,"excerpt":false},"ms":{"title":false,"content":false,"excerpt":false}}},"rttpg_featured_image_url":{"full":["https:\/\/dailyfintechenews.com\/wp-content\/uploads\/2025\/09\/2025-09-29T100001.9240700.jpg",1620,1080,false],"landscape":["https:\/\/dailyfintechenews.com\/wp-content\/uploads\/2025\/09\/2025-09-29T100001.9240700.jpg",1620,1080,false],"portraits":["https:\/\/dailyfintechenews.com\/wp-content\/uploads\/2025\/09\/2025-09-29T100001.9240700.jpg",1620,1080,false],"thumbnail":["https:\/\/dailyfintechenews.com\/wp-content\/uploads\/2025\/09\/2025-09-29T100001.9240700-150x150.jpg",150,150,true],"medium":["https:\/\/dailyfintechenews.com\/wp-content\/uploads\/2025\/09\/2025-09-29T100001.9240700-300x200.jpg",300,200,true],"large":["https:\/\/dailyfintechenews.com\/wp-content\/uploads\/2025\/09\/2025-09-29T100001.9240700-1024x683.jpg",1024,683,true],"1536x1536":["https:\/\/dailyfintechenews.com\/wp-content\/uploads\/2025\/09\/2025-09-29T100001.9240700-1536x1024.jpg",1536,1024,true],"2048x2048":["https:\/\/dailyfintechenews.com\/wp-content\/uploads\/2025\/09\/2025-09-29T100001.9240700.jpg",1620,1080,false],"blog-thumb":["https:\/\/dailyfintechenews.com\/wp-content\/uploads\/2025\/09\/2025-09-29T100001.9240700-530x250.jpg",530,250,true],"blog-full":["https:\/\/dailyfintechenews.com\/wp-content\/uploads\/2025\/09\/2025-09-29T100001.9240700-1100x450.jpg",1100,450,true]},"rttpg_author":{"display_name":"tranhuynhmy@proton.me","author_link":"https:\/\/dailyfintechenews.com\/ja\/author\/tranhuynhmyproton-me\/"},"rttpg_comment":0,"rttpg_category":"News-Vi<\/a>","rttpg_excerpt":"\u1ee6y ban Ch\u1ee9ng kho\u00e1n v\u00e0 Giao d\u1ecbch Hoa K\u1ef3 (SEC) hi\u1ec7n \u0111ang …","_links":{"self":[{"href":"https:\/\/dailyfintechenews.com\/ja\/wp-json\/wp\/v2\/posts\/3638","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/dailyfintechenews.com\/ja\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/dailyfintechenews.com\/ja\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/dailyfintechenews.com\/ja\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/dailyfintechenews.com\/ja\/wp-json\/wp\/v2\/comments?post=3638"}],"version-history":[{"count":1,"href":"https:\/\/dailyfintechenews.com\/ja\/wp-json\/wp\/v2\/posts\/3638\/revisions"}],"predecessor-version":[{"id":3640,"href":"https:\/\/dailyfintechenews.com\/ja\/wp-json\/wp\/v2\/posts\/3638\/revisions\/3640"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/dailyfintechenews.com\/ja\/wp-json\/wp\/v2\/media\/3631"}],"wp:attachment":[{"href":"https:\/\/dailyfintechenews.com\/ja\/wp-json\/wp\/v2\/media?parent=3638"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/dailyfintechenews.com\/ja\/wp-json\/wp\/v2\/categories?post=3638"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/dailyfintechenews.com\/ja\/wp-json\/wp\/v2\/tags?post=3638"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}